OUR SERVICES

Our goal at Aegis Capital Management is to maximize your desired investment return and minimize your portfolio risk. We offer full service management and take a hands-on, practive approach to managing portfolios. We are firm believers in diversification and use tax-sensitive, low-cost investment vehicles while managing asset allocation with regard to defined investment objectives. We work with a stable of carefully selected, experienced mutual fund and separate account portfolio managers who have proven track records in their specific areas of expertise. For those clients who want to participate in socially responsible investing, we offer a wealth of experience in the field.

Our full service management services include:

Comprehensive Investment Plan

We first consider your goals for your wealth and your risk tolerance, in order to establish the appropriate asset allocation. We then select the best investment vehicles, with the best managers, to carry out our investment plan. We also address your needs for tax, estate and insurance planning to create for you a, tailored yet comprehensive, financial plan.

Continuous Portfolio Supervision

Next we continuously supervise, monitor and evaluate political, economic and financial market environments for their potential impact on investment performance.

Investment Recommendations

Periodically we will make investment recommendations that are appropriate for you based on your specific financial goals and risk tolerances in the context of the current political, economic and investment climate as well as investment manager performance relative to their peers.

Client Meetings

Throughout the year we meet with you to review your portfolio‚s investment performance and discuss any changes in your financial situation. Once per year we review with you your investment objectives and guidelines. Each quarter we report back to you:

• * Asset allocation changes in light of performance and investment goals
• * Investment performance versus stated benchmarks and peer group performance
• * Any performance deviations and suggestions for corrective action

Minimum Account Size

Minimum account size is generally $2,000,000. Account sizes less than this minimum may be considered.

Fees

Fees for continuous investment management are based on a percent of assets managed ranging from 0.5% to 1% depending on the size of your portfolio.

Hourly Consulting Services

We offer hourly consulting services for clients who have questions or needs in specific areas. These include review of existing money manager performance, retirement planning, investment analysis, real estate purchase analysis, tax planning, insurance analysis, risk tolerance assessment, portfolio reviews, educational savings planning, and cash flow projections for living expenses and charitable giving.